Portrait

We are a professional legal regulatory and compliance consulting company. We help financial institutions, corporations, pharma companies, SMEs, start-ups and FinTechs with licensing, regulation, compliance, legal and risk management. We advise the management in strategic questions and take care of the operative tasks for you. We offer compliance, legal and risk management services from a single source and provide integrated advice at the legal, compliance, risk and operations interfaces.

We offer best know-how and guarantee an absolutely reliable provision of services.

Expertise

Financial Market Law and Regulation
Compliance und Compliance Management Systeme
Risk Management
Start-ups, FinTechs and SMEs
Business relocation and migration law Switzerland, Liechtenstein and Ukraine

Due to our independency, we are free of any conflicts of interests.
Do not hesitate to contact us.

Offer

Legal and Regulatory

Legal and regulatory advice
License applications FINMA, FMA
Support in the implementation of FIDLEG, FINIG, AMLA, data protection law, etc
Obtaining the necessary permits and licences
Standard- and client documentation
Legal agreements
Business and people relocation to Switzerland and Liechtenstein
Consulting on business activities in Ukraine

Our many years of experience in legal departments of large companies enable us to not only offer consultation in a well-founded manner, but also practice-oriented and with an understanding for your business. This sets us apart from many classical consulting companies and law firms.

We will advise you strategically and take care of your entire project management.

Compliance and Compliance Management Systems

Conception of compliance management systems and their certification according to ISO 37301
Corporate governance
Internal regulations and directives
Anti-money laundering and anti-corruption (AML Compliance)
Pre-audit
Risk assessment clients, business partners and agents
Risk assessment complex structures and transactions
International sanctions and embargoes
Training and coaching for management and employees

We continually observe legal and regulatory development domestically and internationally. We compile effective and sustainable compliance programs and compliance management systems for you.

Risk Management and ICS

Conception and implementation of state-of-the-art risk management and risk control processes
Serving temporarily and permanently in business critical and regulatory functions
Risk management know-how on board level
Training and coaching

We are your competent partner for risk management and risk control on all corporate levels.

Advice

Individual advice with regard to your business activities and questions on regulatory, legal and compliance-relevant matters.
Expert opinions.

We know the legal and regulatory requirements as well as the practice and will be happy to advise you on your questions.

Project & Interim-Management

Conception and implementation of processes and instruments
Serving temporary and permanently in various compliance, legal, risk management and management functions

Outsourcing and Insourcing

Compliance, legal and risk management outsourcing/insourcing
Providing staff resources during personnel shortages and for projects

There are many reasons for outsourcing. The most common ones include the company’s size, professional requirements for compliance and cost-efficiency.

The qualifications of our specialists are recognised by different financial market supervisory authorities. Our specialists are recommended by the custodian banks and auditing firms.

About Compliance

There is no legal definition of compliance. Compliance is embedded into the system of state regulation, self-regulation and individual freedom. Due to its ethical dimension, compliance goes beyond the observation of laws and rules. Compliance is very closely bound to the values in society and reflects its development.

Professionally implemented compliance is characterised by efficiency, creates competitive advantages, minimises liability and reputation risks and contributes to the company’s economic success. Involvement of external service providers is recommended in many cases.

Do you want to learn more about professional implemented Compliance? We will gladly be available to you for an initial discussion.

Team

Lamara von Albertini, PhD in Law

Prior to founding von Albertini Compliance Sercvices, Lamara von Albertini worked in Legal & Compliance, inter alia as Head Legal & Compliance for a bank, and before that in a law firm in Zürich, and used to be a Legal Counsel in the senior management of large financial institutes in Switzerland (UBS Global Asset Management, Julius Baer und LGT). She has 22 years of professional experience in Banking and Asset Management (Switzerland, Liechtenstein and Germany), has successfully implemented many national and international projects and advises corporations, Start-ups, FinTechs and SMEs and individuals in addition to financial institutions.

Lamara von Albertini studied law with distinction at the University of Kyiv and acquired a PhD degree there with a dissertation in law. Additionally, she holds the CAS „International Organisations“ from the University of Zürich. From 1998 to 2002, she was a lecturer at the Ludwig-Maximilians-Universität in Munich. Lamara von Albertini also has professional experience as a board member in banks and companies. Ms Lamara von Albertini speaks German, English, Russian and Ukrainian.

Viktor Walker, Dr. oec. publ.

Having studied economics and business administration at the University of Zurich, Viktor Walker received his doctoral degree for his dissertation on the subject of bank risk management. Thereafter he worked as an expert for investment and risk management solutions for globally leading investment banks. He then founded, led and eventually successfully sold an independent asset management group for traditional and alternative investment strategies. Since then he founded a consulting firm, which focuses on the topics of risk management, compliance and corporate management primarily for clients in the financial industry as well as other companies. Viktor Walker serves as an independent member on the board of directors of several companies.

Emilia von Albertini, Bachelor of Arts – BA (2020-2023)

Emilia is an economics student at the University of St. Gallen. She works on various projects and helps with administrative work.

We have a first-class network, so that large and complex projects can be implemented reliably as well.

Media Digest

Die Galerie der digitalen Macherinnen und Macher der Schweiz

8. Februar 2023